Driehaus Capital Administration LLC UK Regulatory Announcement: Kind 8.3 – Bally’s Company

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CHICAGO–(BUSINESS WIRE) –

FORM 8.3

DISCLOSURE OF THE PUBLIC OPENING POSITION / DISCLOSURE OF THE TRADING POSITION BY

A PERSON WITH INTEREST IN RELEVANT SECURITIES WHO REPRESENT 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of the discloser:

Driehaus Capital Management LLC

(b) Owner or controller of the disclosed interests and short positions, if different from 1 (a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee (s), the settlor and the beneficiaries must be named.

(c) Name of the provider / recipient for whose relevant securities this form relates:

Use a separate form for each provider / referee

Bally’s Corporation

(d) If an exempt fund manager is associated with a provider / provider, please indicate this and provide the identity of the provider / provider:

(e) Date of the position held / executed:

For a disclosure of the opening position, please indicate the latest practicable date before the disclosure

April 29, 2021

(f) In addition to the Company in 1 (c) above, does the Discloser provide information in relation to any other party to the Offer?

If it is a cash offer or a potential cash offer, indicate “N / A”.

NO

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe that should be disclosed in more than one class of relevant securities of the offeror or offerer identified in 1 (c), copy Table 2 (a) or (b) (as appropriate) for each additional relevant class security.

(a) Holdings and short positions in the relevant securities of the offeror or recipient to which the post-trade disclosure relates (if any)

Relevant security class:

USD 0.01 usual

Interests

Short positions

number

%.

number

%.

(1) Relevant securities owned and / or controlled:

795.359

1.79%

(2) Derivatives with cash settlement:

(3) Equity derivatives (including options) and purchase / sale agreements:

TOTAL:

795.359

1.79%

All interests and all short positions should be disclosed.

Details of any open equity settlement derivative positions (including traded options) or agreements to buy or sell relevant securities should be provided on a supplementary Form 8 (Open Positions).

(b) Rights to subscribe to new securities (including options for directors and other employees)

Class of relevant collateral for which a subscription right exists:

Details, including the type of rights affected and relevant percentages:

3. NEGOTIATIONS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

If more than one class of relevant securities of the seller or offerer named in 1 (c) has been traded, copy Table 3 (a), (b), (c) or (d) (as appropriate) for each additional class of the relevant collateral.

The currency of all prices and other amounts of money must be specified.

(a) Purchases and Sales

Class of relevant security

Buy / Sell

Number of securities

price per unit

USD 0.01 usual

sale

25th

USD 59.2770

USD 0.01 usual

sale

237

USD 59.2770

(b) Derivatives transactions with cash settlement

Class of relevant security

Product description

e.g. CFD

Type of trade

eg opening / closing a long / short position, increasing / decreasing a long / short position

Number of reference papers

price per unit

(c) Equity derivative transactions (including options)

(i) Write, Sell, Buy, or Vary

Class of relevant security

Product description e.g. call option

Write, buy, sell, vary etc.

Number of securities to which the option relates

Exercise price per unit

Art

e.g. Americans, Europeans etc.

Expiration date

Option money paid / received per unit

(ii) exercise

Class of relevant security

Product description

e.g. call option

Exercise / exercise against

Number of securities

Exercise price per unit

(d) Other transactions (including subscription of new securities)

Class of relevant security

Type of trade

e.g. subscription, conversion

details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Compensation and Other Trade Agreements

Details of any indemnity or option agreements or formal or informal agreements or understandings in relation to relevant securities that may provide an incentive to trade or to forego business made by the person making the disclosure and any party to the offer or any Person concluded to act jointly with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements, or understandings, state “none”.

None

(b) agreements, arrangements or understandings relating to options or derivatives

Details of any formal or informal agreement, arrangement, or arrangement between the person making the disclosure and another person relating to:

(i) the voting rights of relevant securities under an option; or

(ii) the voting rights or the future acquisition or disposal of relevant securities to which a derivative relates:

If there are no such agreements, arrangements, or understandings, state “none”.

None

(c) Appendices

Has an additional form 8 (open positions) been attached?

NO

Disclosure date:

April 30, 2021

Contact name:

Anne Kochevar

Telephone number *:

312-587-3800

Public notices in accordance with Rule 8 of the Code must be made to a Regulatory Information Service.

The panel’s market surveillance unit is available for consultation on the disclosure requirements of the Code on +44 (0) 20 7638 0129.

* If the discloser is a natural person, there is no need to provide a telephone number, provided that contact information has been made available to the market surveillance unit of the panel.

The code can be viewed on the panel’s website at www.thetakeoverpanel.org.uk.

Category code: RET

Sequence number: 736538

Time of reception (offset from UTC): 20210430T161110 + 0100